Society, Issues, Business, Allegedly Unethical Firms, Putnam Investment Management

Putnam Investment Management

2 Sites in Putnam Investment Management

Putnam Agrees to Pay for Losses Attributable to Excessive Trading

SEC found that Putnam committed securities fraud by failing to disclose potentially self-dealing excessive short-term and market timing trading.

http://www.sec.gov/news/press/2003-156.htm
Putnam Agrees to Pay to Resolve Market Timing Charges by SEC

Putnam settles with SEC for violating federal securities laws by failing to disclose improper market timing trading by its portfolio managers.[SEC]

http://www.sec.gov/news/press/2004-49.htm

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