Society, Issues, Business, Allegedly Unethical Firms, Goldman Sachs

Goldman Sachs

2 Sites in Goldman Sachs

SEC: Goldman Sachs Research Analyst Conflicts of Interest

Alleged that the research team was aligned with and pitched the firm's investment banking activities.

http://www.sec.gov/litigation/litreleases/lr18113.htm
SEC: Goldman Sachs Traded Based on Non-Public Information

Determined that the form willfully violated the provisions of the Exchange Act that prohibit fraud by broker-dealers and government securities dealers.

http://www.sec.gov/news/press/2003-107.htm

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